Sophisticated Investor

Statement for Self-Certified Sophisticated Investor

I declare that I am a self-certified sophisticated investor for the purposes of the Financial Services and Markets Act (Financial Promotion) Order 2005.

I understand that this means:

1. I can receive financial promotions that may not have been approved by a person authorised by the Financial Conduct Authority;
2. the content of such financial promotions may not conform to rules issued by the Financial Conduct Authority;
3. by signing this statement I may lose significant rights;
4. I may have no right to complain to either of the following.
   1. the Financial Conduct Authority; or
   2. the Financial Ombudsman Scheme; and
5. I may have no right to seek compensation from the Financial Services Compensation Scheme.

I am a self-certified sophisticated investor because at least one of the following applies:

1. I am a member of a network or syndicate of business angels and have been so for at least the last six months prior to the date below;
2. I have made more than one investment in an unlisted company in the two years prior to the date below;
3. I am working, or have worked in the two years prior to the date below, in a professional capacity in the private equity sector, or in the provision of finance for small and medium enterprises;
4. I am currently, or have been in the two years prior to the date below, a director of a company with an annual turnover of at least £1 million.
   I accept that I can lose my property and other assets invested from making investment decisions based on financial promotions.
   I am aware that it is open to me to seek advice from someone who specialises in advising on investments.